Security Ownership of Certain Beneficial Owners and Management and Related Shareholder MattersĬertain Relationships and Related Transactions, and Director IndependenceĮxhibits and Financial Statement Schedules Quantitative and Qualitative Disclosures About Market Riskįinancial Statements and Supplementary DataĬhanges in and Disagreements With Accountants on Accounting and Financial Disclosureĭirectors, Executive Officers and Corporate Governance Management ’s Discussion and Analysis of Financial Condition and Results of Operations Market for Registrant ’s Common Equity, Related Shareholder Matters and Issuer Purchases of Equity Securities Securities and Exchange Commission (the “SEC”) within 120 days of the registrant’s fiscal year ended December 31, 2020. Such proxy statement will be filed with the U.S. Portions of the registrant ’s definitive proxy statement to be delivered to shareholders in connection with the 2020 annual meeting of shareholders to be held in June 2021 are incorporated by reference in this Annual Report on Form 10-K (“Form 10-K”). JMP Group LLC shares representing limited liability company interests outstanding as of March 19, 2021: 19,823,354 The aggregate market value of the voting and non-voting common stock held by non-affiliates of the registrant on the last business day of the registrant’s most recently completed second fiscal quarter, based upon the closing sale price of the registrant’s common share on June 30, 2020 as reported on The New York Stock Exchange was $22. Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Act). 7262(b)) by the registered public accounting firm that prepared or issued its audit report. Indicate by check mark whether the registrant has filed a report on and attestation to its management's assessment of the effectiveness of its internal control over financial reporting under Section 404(b) of the Sarbanes-Oxley Act (15 U.S.C. If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. Large Accelerated Filer ☐ Accelerated Filer ☐ Non-Accelerated Filer ☒ Smaller Reporting Company ☒ Emerging growth company ☐ See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act. Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company, or an emerging growth company. Indicate by check mark whether the registrant has submitted electronically every Interactive Data File required to be submitted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit such files). Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days.
Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15(d) of the Act. Indicate by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act. Securities registered pursuant to Section 12(g) of the Act: JMP Group LLC 6.875% Senior Notes due 2029 Shares representing limited liability company interests in JMP Group LLC Name of Each Exchange on Which Registered Securities registered pursuant to Section 12(b) of the Act: (Registrant ’s telephone number, including area code) (State or other jurisdiction of incorporation or organization)Ħ00 Montgomery Street, Suite 1100, San Francisco, California 94111 (Exact name of registrant as specified in its charter) TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934įor the fiscal year ended December 31, 2020
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